Navigating the Maze of Financial Services Compliance Requirements

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Managing a Changing

Regulatory Landscape

The current pace of regulatory change

calls for cutting-edge technology that

allows global companies to quickly

adapt to new requirements.

Addressing IT requirements is essential to an efficient

identity verification program, but not all companies

have those capabilities. In one study, a third of financial

services firms report they have reasonable systems

but need upgrades for regulatory technology and

fintech solutions, while 16% have no confidence in their

IT infrastructure.

New regulations change how companies verify

identity. Maybe it’s new documentation, different

reporting requirements, watchlist screening or greater

assurance based on new liability. Whatever the need,

companies with a global presence face challenges

keeping up with new compliance requirements without

losing time in market.

Intuitive, integrated technology that allows companies

to adjust verification workflows to match the needs

of a new market in real time can overcome those

challenges. If a regulatory body changes compliance

requirements, the right verification platform can

quickly adjust.

A modular verification platform is designed to respond

to new needs. Whatever the regulatory change, a

unified, flexible identity platform can keep financial

services companies compliant anywhere in the world.

Regulatory Spotlight:

FINTRAC

The Financial Transactions and Reports

Analysis Centre of Canada (FINTRAC)

continues to fight money laundering

and terrorist financing with expanded

requirements such as those around business

and ultimate beneficial owner verification

FINTRAC targeted Oct. 1, 2025, to

implement a requirement that companies

report to Corporations Canada any material

discrepancies they notice between their

records and a corporation’s beneficial

ownership registry filings when there is

high risk

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Trulioo — White Paper

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