Navigating the Maze of Financial Services Compliance Requirements

Read the Report: Discover how the right identity verification platform can help financial services organizations quickly adjust to changing global regulations.

Tech Adoption and

Crime Drive Continued

Regulator Interest

The U.S. Federal Trade Commission

reported a 70% increase in fraud

losses from 2020 to 2021.

Financial app installs surged between

2020 and 2022, with consumers

increasingly turning to digital options for

financial services.

While that’s mostly good news for financial businesses,

adoption has correlated with increases in fraudsters

trying to exploit new vulnerabilities in infrastructure

and take advantage of less experienced digital

financial services users.

Fraud incidences and costs have grown significantly.

The U.S. Federal Trade Commission reported a 70%

increase in fraud losses from 2020 to 2021. Cifas, a

nonprofit fraud prevention service in the U.K., reported

a 22% increase in identity fraud cases during that

same period.

As financial criminals become more sophisticated and

introduce new attack vectors, governments will likely

strengthen regulations and oversight wherever people

move money.

70%

Regulatory Spotlight:

Wealth Management

In the U.S., firms are required to identify and

verify the identity of beneficial owners of

customers, meaning wealth management

companies must identify those who

ultimately own an account opened in the

name of a trust, business or other legal entity.

That can be especially difficult for complex

or offshore ownership structures.

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