Navigating the Maze of Financial Services Compliance Requirements

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The Evolving

Regulatory

Landscape

A 2025 PwC survey found nearly 90% of

respondents experienced an increase in compliance

responsibilities in the past three years.

Governments are already considering stronger

oversight in nontraditional, less-regulated sectors.

• In 2024, the Australian government introduced the

Anti-Money Laundering and Counter-Terrorism

Financing Amendment Bill to address vulnerabilities

among entities such as lawyers, accountants

and precious stone dealers. The move aims to

align Australia with international standards and

strengthen regulatory frameworks.

• The international Financial Stability Board notes

that nearly all 25 member jurisdictions either have

the relevant frameworks in place or are planning

to develop or revise them for crypto assets and

stablecoins.

Organizations often have to invest heavily to keep

pace with evolving regulatory requirements. A

Celent report estimated that financial institutions

worldwide would spend $34.7 billion on financial

crime compliance technology and $155.3 billion on

operations in 2024.

Multinational companies know

regulatory change is not a

matter of if, but when.

On the flip side, noncompliance carries steep

consequences across financial services. In 2024, total

aggregated bank fines reached $4.5 billion.

But regulatory influence goes beyond the bottom line.

It often reshapes how businesses operate and show

accountability.

The EU’s 7th Directive on Administrative Cooperation

(DAC7) includes the requirement that digital platforms

report seller information to tax authorities. The

EU’s Digital Services Act mandates, among other

requirements, that online marketplaces and social

networks disclose who is selling on their platforms.

The Financial Transactions and Reports Analysis

Centre of Canada continues to fight money laundering

and terrorist financing with expanded requirements

such as those around business and ultimate beneficial

owner verification.

For financial services companies navigating the

tightening regulatory landscape, achieving compliance

isn’t optional; it’s mission critical. In a digital-first

economy, that mission can serve as a strategic

imperative that protects long-term business growth.

Regulatory Spotlight:

Digital Services Act

The EU’s Digital Services Act includes a

mandate that digital services companies

disclose who is selling on their platforms

As of Feb. 17, 2024, the rules apply to all

platforms, including online marketplaces, host

providers and social networks

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