Navigating the Maze of Financial Services Compliance Requirements

Read the Report: Discover how the right identity verification platform can help financial services organizations quickly adjust to changing global regulations.

Regulatory

Change With

Expanded Scope

Is on the Way

A 2022 survey of U.S. and U.K. financial services

compliance decision makers found 34% ranked

managing regulatory change as their top priority for the

next year. Among U.K. respondents, 95% said they are

at least somewhat worried about ongoing regulatory

changes due to Brexit.

Governments are already considering stronger

oversight in nontraditional, less-regulated sectors.

• The U.S. 2022 National Strategy for Combating

Terrorist and Other Illicit Financing lays out plans

to assess unregulated sectors and strengthen

beneficial ownership information reporting

• The Australian government issued a 2021 money

laundering and terrorism financing risk assessment

of the “non-bank lending and financing sector,”

finding a medium-level threat that warrants

additional regulation

• In the U.K., more than 70 fintech CEOs signed

an open letter in 2022 urging the government to

strengthen fintech regulations, calling out payments

alternatives such as crypto and blockchain as

needing particular attention

• A 2022 U.S. Department of the Treasury report

recommended more fintech regulation

• A 2022 International Monetary Fund report noted

efforts to regulate crypto assets have moved to

the top of national policy agendas, but different

countries take different approaches — from

prohibition to creating favorable crypto business

environments

Consumers may start pressing for more regulation.

A study of U.S. consumers at the end of 2022 found

86% are concerned that crypto and fintech firms

aren’t held to the same regulatory standards as

financial institutions.

Multinational companies know

regulatory change is not a

matter of if, but when.

34%

ranked managing regulatory

change as their top priority

95%

are at least somewhat worried

about ongoing regulatory

changes due to Brexit

Results of a 2022 survey of U.S. and U.K. financial

services compliance decision makers

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