Navigating the Maze of Financial Services Compliance Requirements

Welcome to interactive presentation, created with Publuu. Enjoy the reading!

• White Paper

Navigating

the Maze of

Financial Services

Compliance

Requirements

Shifting AML and

KYC Regulations Call

for Agile Verification

Technology

Increases in financial crime and

the rise of digital banking and

fintech services have created

ideal conditions for expanded

Anti-Money Laundering (AML)

and Know Your Customer (KYC)

requirements.

Introduction

With countries around the world adjusting their

financial crime laws, there’s a lot of pressure on global

enterprises to keep up. Compliance can be expensive,

but noncompliance costs can expand beyond fines to

include reputational damage and lost trust.

Organizations that conduct digital identity verification

to meet AML and KYC requirements rely on agile

technology that adapts to regulatory shifts without

losing operational momentum.

Regulatory Spotlight:

AMLA

The new European Anti-Money Laundering

Authority (AMLA) aims to combat financial

crime and counter the financing of terrorism

in the EU

The regulatory body was expected to

start operating in 2025 and become fully

functional by 2028

02

Trulioo — White Paper

Why Tech Adoption

and Crime Are Keeping

Regulators on High Alert

The U.S. Federal Trade Commission

received more than 1.1 million reports

of identity theft in 2024.

Financial app installs are

increasing as more consumers

embrace digital options.

1.1M

Regulatory Spotlight:

DAC7

The European Union’s 7th Directive on

Administrative Cooperation includes a

requirement that digital platforms report

information to tax authorities about the

sellers using their platforms

The rule affects all digital platforms, whether

based in the EU or elsewhere, that facilitate

economic activity in the region, unless the

platform is outside the EU and has reporting

obligations equivalent to DAC7

But the rise in adoption correlates with increased

fraud attempts to exploit new vulnerabilities

in infrastructure and take advantage of less

experienced digital financial services users.

Fraud incidences and costs have grown significantly.

The U.S. Federal Trade Commission (FTC) reported

a 25% increase in fraud losses from 2023 to 2024.

The FTC also received more than 1.1 million reports of

identity theft in 2024.

As financial criminals become more sophisticated

and introduce new attack vectors, governments will

likely strengthen regulations and oversight wherever

people move money.

03

Trulioo — White Paper

The Evolving

Regulatory

Landscape

A 2025 PwC survey found nearly 90% of

respondents experienced an increase in compliance

responsibilities in the past three years.

Governments are already considering stronger

oversight in nontraditional, less-regulated sectors.

• In 2024, the Australian government introduced the

Anti-Money Laundering and Counter-Terrorism

Financing Amendment Bill to address vulnerabilities

among entities such as lawyers, accountants

and precious stone dealers. The move aims to

align Australia with international standards and

strengthen regulatory frameworks.

• The international Financial Stability Board notes

that nearly all 25 member jurisdictions either have

the relevant frameworks in place or are planning

to develop or revise them for crypto assets and

stablecoins.

Organizations often have to invest heavily to keep

pace with evolving regulatory requirements. A

Celent report estimated that financial institutions

worldwide would spend $34.7 billion on financial

crime compliance technology and $155.3 billion on

operations in 2024.

Multinational companies know

regulatory change is not a

matter of if, but when.

On the flip side, noncompliance carries steep

consequences across financial services. In 2024, total

aggregated bank fines reached $4.5 billion.

But regulatory influence goes beyond the bottom line.

It often reshapes how businesses operate and show

accountability.

The EU’s 7th Directive on Administrative Cooperation

(DAC7) includes the requirement that digital platforms

report seller information to tax authorities. The

EU’s Digital Services Act mandates, among other

requirements, that online marketplaces and social

networks disclose who is selling on their platforms.

The Financial Transactions and Reports Analysis

Centre of Canada continues to fight money laundering

and terrorist financing with expanded requirements

such as those around business and ultimate beneficial

owner verification.

For financial services companies navigating the

tightening regulatory landscape, achieving compliance

isn’t optional; it’s mission critical. In a digital-first

economy, that mission can serve as a strategic

imperative that protects long-term business growth.

Regulatory Spotlight:

Digital Services Act

The EU’s Digital Services Act includes a

mandate that digital services companies

disclose who is selling on their platforms

As of Feb. 17, 2024, the rules apply to all

platforms, including online marketplaces, host

providers and social networks

04

Trulioo — White Paper

Managing a Changing

Regulatory Landscape

The current pace of regulatory change

calls for cutting-edge technology that

allows global companies to quickly

adapt to new requirements.

Addressing IT requirements is essential to an efficient

identity verification program, but not all companies

have those capabilities. In one study, a third of financial

services firms report they have reasonable systems

but need upgrades for regulatory technology and

fintech solutions, while 16% have no confidence in their

IT infrastructure.

New regulations change how companies verify

identity. Maybe it’s new documentation, different

reporting requirements, watchlist screening or greater

assurance based on new liability. Whatever the need,

companies with a global presence face challenges

keeping up with new compliance requirements without

losing time in market.

Intuitive, integrated technology that allows companies

to adjust verification workflows to match the needs

of a new market in real time can overcome those

challenges. If a regulatory body changes compliance

requirements, the right verification platform can

quickly adjust.

A modular verification platform is designed to respond

to new needs. Whatever the regulatory change, a

unified, flexible identity platform can keep financial

services companies compliant anywhere in the world.

Regulatory Spotlight:

FINTRAC

The Financial Transactions and Reports

Analysis Centre of Canada (FINTRAC)

continues to fight money laundering

and terrorist financing with expanded

requirements such as those around business

and ultimate beneficial owner verification

FINTRAC targeted Oct. 1, 2025, to

implement a requirement that companies

report to Corporations Canada any material

discrepancies they notice between their

records and a corporation’s beneficial

ownership registry filings when there is

high risk

05

Trulioo — White Paper

The world’s

identity

platform.

Trulioo is a registered trademark of Trulioo Information Services Inc. in the United States, the European Union,

Canada and other countries.

Trulioo is the world’s identity platform, trusted by leading

companies for their verification needs. The Trulioo integrated,

automated platform provides unparalleled global coverage for

business and person verification and a comprehensive suite of

in-house capabilities.

Combining its state-of-the-art technology with expert verification

knowledge across diverse markets, Trulioo enables the highest

verification assurance levels, optimizing onboarding costs and

fostering trust and security in the global digital economy.

Contact us

The Trulioo global identity platform provides

the agility financial services companies

need to keep pace with evolving AML and

KYC regulations around the world. With one

platform delivering enriched data intelligence,

companies can achieve high match rates,

monitor watchlists worldwide and achieve

regulatory compliance anywhere.

Not all AML, KYC and business verification

challenges are the same. Trulioo helps financial

services companies meet their regulatory needs

and expand across borders with AI-driven

verification workflows, proprietary machine

learning models and deep industry expertise.

1 2 3 4 5 6

Made with Publuu - flipbook maker